Financial Planning Investment Advisor

Bluemound Asset Management, LLC

Privacy Policy

We have adopted the following policies to safeguard your nonpublic information which you disclose to us for the purpose of providing you with various financial services.

Information we may collect:

Information we receive about you on applications, questionnaires, client profile documents and other forms may include your name, address, telephone number, e-mail address, social security number, investment holdings, income and other financial data, investment experience, etc.

Information about your transactions with us, our custodians and others.

Information we receive about you from third parties such as brokers and selling agents. This includes information about their review of your investment application for products.

Disclosure of Information:

We do not disclose any personal or financial information about you, whether you are our current or former client, without your authorization or direction, except as disclosed below.

We may share information about you with affiliated and nonaffiliated third parties, in order for them to assist us in providing services to you, and otherwise as permitted by law. You may not limit the sharing of this information. However, nonaffiliated third parties who receive information about you in order to assist us in providing services to you are restricted from using your information for any other purpose.  

Except as provided above, we will not share your nonpublic personal information with any third-party, affiliated or unaffiliated, for marketing or other purposes.

Protecting Your Information:

We restrict access to nonpublic personal information about you to those employees and third parties who need to know that information to assist us in providing services to you, and to regulators as required by law. We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information.  Further, we will not keep your identification numbers, such as account numbers, social security numbers or ID numbers, which would potentially allow access to details of your finances on any laptop computer.

If there is a change to our Privacy Policy, the new policy will be posted on our web site with a visible effective date, mailed to clients and is available by email when requested.

Effective July 3, 2010